You have recently been appointed as a Legal Intern at the Capital Markets Authority. Your are informed that there are a number of companies that have been seeking o have their securities listed. The requests have been pending as your supervisor is unsure about how to evaluate the requests for listing. Your supervisor requests you to prepare a brief detailing what the regulator’s concerns should be regarding a proposed listing of securities.
Prepare a detailed brief outlining the areas that the regulator should be concern about. (20 Marks)
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